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Privacy Policy

Contact Us

Privacy Policy

Contact Us

Your privacy is important to us, and maintaining your trust and confidence is one of our highest priorities.

The privacy of your information is governed by various laws and your client engagement documents. As detailed in those engagement documents, we retain records relating to professional services we provide, so that we are better able to assist you with your professional needs, and in some cases, to comply with professional guidelines.  In general and unless stated differently in your engagement documents, our policy is to maintain copies of your information for seven years before they are destroyed with the exception of any electronic communication (e.g. email) which we retain for eighteen months before they are destroyed. However, information may be held for longer periods where extended retention periods are required by law, regulation, or professional standards and to establish, exercise or defend our legal rights.

RubinBrown has implemented generally accepted standards of technology and operational security designed to protect personal information from loss, misuse, alteration or destruction. Only authorized RubinBrown personnel and the third parties described in your engagement documents are provided access to personal information and these employees and third parties have agreed to maintain the confidentiality of this information.

Thank you for allowing us to serve you. We value your business and are committed to protecting your privacy.
Please call us if you have any questions regarding our privacy or record retention policies.

 

We collect certain personal information about you-but only when that information is provided by you or is obtained by us with your authorization. We use that information to provide various investment and financial planning services to you at your request.
As a general rule, we do not disclose personal information about our clients to anyone without their permission. However, to the extent permitted by law, certain nonpublic information about you may be disclosed in the following situations: 
  1. To comply with a validly issued and enforceable subpoena or summons; 
  2. In the course of a review of our firm's practices under the authorization of a state or national  licensing or regulatory board; 
  3. As a part of any actual or threatened legal proceedings or alternative dispute resolution proceedings either initiated by or against us, provided we disclose only the information necessary to file, pursue, or defend against the lawsuit and take reasonable precautions to ensure that the information disclosed does not become a matter of public record; and 
  4. To provide information to affiliates of the firm and nonaffiliated third parties who perform services or functions for us in conjunction with our services to you, but only if we have a contractual agreement with the other party that prohibits them from disclosing or using the information other than for the purposes for which it was disclosed. If we do not have a contractual agreement, with the other party, we will ask for your consent prior to sharing confidential information with them. 
Except as otherwise described in this notice, we restrict access to nonpublic personal information about you to employees of our firm. Their right to further disclose and use the information is limited by the policies of our firm, applicable law, our Code of Professional Conduct, and nondisclosure agreements where appropriate. In order to guard your nonpublic personal information, we maintain physical, electronic and procedural safeguards that comply with our professional standards.
We retain records relating to professional services we provide, so that we are better able to assist you with your professional needs, and in some cases, to comply with professional guidelines. Our policy is to maintain copies of your personal financial information for seven years before they are destroyed.
1-800-678-3134 Integrated Planning for Life
Form CRS Form ADV Part 2a Disclaimers Privacy Policy © 2026 RubinBrown Advisors
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